Investment Management for a Confident Future
Concerned About Your Investment Strategy?
Many clients worry whether their investments will last through different stages of life and generations. With market volatility, inflation, and the unpredictability of future expenses, it’s easy to feel insecure and overwhelmed, unsure if their current strategy will safeguard their financial future.
Our Approach to Growing and Preserving Your Wealth when appropriate
- Customized Portfolio Management: We create investment strategies personalized to align with your financial goals and risk tolerance, so your portfolio reflects your unique objectives.
- Active Risk and Reward Balancing: For clients within an advisory relationship, our team actively manages your portfolio, making strategic adjustments to help enhance growth potential while carefully controlling risks.
- Personalized Financial Guidance: We provide tailored advice, empowering you to make informed decisions and stay confident in your financial journey.
- Direct Indexing: For some clients, we may suggest a separately managed account for tax efficient investing.
We primarily offer fee-based advisory services charging a flat fee based on a client’s total assets under advisement. However, if deemed appropriate and in our client’s best interest, we also provide commissioned brokerage services. Though our financial advisor provides clients with great care and recommendations, advisors only have a legal fiduciary obligation to advisory clients.
In a fee-based account, clients pay a quarterly fee, based on the level of assets in the account, for the services of a financial advisor as part of an advisory relationship. In deciding to pay a fee rather than commissions, clients should understand that the fee may be higher than a commission alternative during periods of lower trading. Advisory fees are in addition to the internal expenses charged by mutual funds and other investment company securities. To the extent that clients intend to hold these securities, the internal expenses should be included when evaluating the costs of a fee-based account. Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm’s Form ADV Part 2 as well as the client agreement.
Be sure to consider all of your available options and the applicable fees and features for reach option before moving your retirement assets. For additional information and what is suitable for your particular situation, please consult us. Investing involves risk and you may incur a profit or loss regardless of strategy selected, including diversification and asset allocation. Raymond James and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.
